A Major Regional Bank engaged several Relevante consultants to perform procedural reviews and testing on numerous internal control processes established upon a COSO framework. This 72 branch Bank required such on over 70 internal control cycles as part of its Sarbanes-Oxley (“SOX”) Section 404 compliance. Our professionals additionally completed numerous FDICA regulatory, and SOX 302 compliance reviews using a synergistic audit program approach.

Our consultants recommended improvements to the Bank’s internal control processes where needed and their contributions were critical in enabling the Bank to document effective internal control cycles, and meet the Bank’s deadlines for SOX and FDICA compliance.